Internal Control Best Practices for Small- and Medium-Sized Entities

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Thursday, May 24, 2018 @ 8:30am 4:30pm
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Description

This course provides practical guidance for those involved with internal control responsibilities (auditing, monitoring, implementing, etc.) in adapting the 2013 COSO Internal Control - Integrated Framework (the COSO framework) to small- and medium-sized entities. Internal control concepts are applicable to every entity, regardless of size. However, there is no "one size fits all" set of rules that can be applied to all entities. Often times the internal control "best practices" that have evolved over time are based upon large entity environments and these "best practices" are not necessarily relevant to small- and medium-sized entities. This course will show you some best practices for designing, implementing, monitoring, evaluating, and auditing cost-effective internal controls for small- and medium- sized entities.

Credits

Category Amount
Accounting&Auditing 8.00
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Leaders

Glenn Helms

GLENN HELMS, PhD, CPA, CISA, CIA, was the Arthur Young Fellow in IT Auditing at the University of Houston and has served as Director of Certification for the International Certified Information Systems Auditor program. He has served on numerous national and international academic and professional committees including the American Institute of Certified Public Accountants Auditing Standards Board’s Computer Auditing Subcommittee and its Specialized Accreditation Board. Dr. Helms has presented over 1,000 professional seminars throughout North and South America, Europe, and Asia. He has published over sixty articles in a wide range of practitioner and academic journals. He has served on the editorial advisory boards of several national and international journals. His books address security, controls and fraud in a variety of internal control environments. He has numerous years experience in public accounting and serves as a consultant to various organizations including CPA firms, financial institutions, and large and small entities.